CA CIB Americas

Banque d'investissement & financement

★★★★★

Corporate compliance and regulatory risk manager H/F

24 septembre United States, NEW YORK CDI

Reporting to the Head of CORE Compliance, the Corporate Compliance and Regulatory Risk Manager will play a lead role in all aspects of the Bank’s corporate and regulatory compliance programs and will work closely with members of the Compliance team covering a broad range of bank regulatory compliance management and reporting such as Governance and Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Controls and Reporting, and Risk Control Self-Assessment.

Responsibilities:
·       Maintain the regulatory risk matrix incorporating applicable Federal and State regulations and aligning applicable policies and procedures, controls, and management reporting
·       Maintain awareness of evolving regulatory environment and assess potential impact on existing processes and procedures
·       Prepare regular reports on the Compliance Program, to local and head office management on key compliance metrics, risks, and controls to ensure escalation of key concerns
·       Assist in managing the Risk and Control Self Assessments (RCSA) process and related risk mapping
·       Assist in updating policies and procedures
·       Other duties and projects as assigned

·       7-10 years Compliance, Regulatory or other relevant experience
·       Working knowledge of Bank regulations particular as they apply to US Banking regulations (Securities Industry regulation knowledge is a plus)