CA CIB Americas

Direction financière / Consolidation

★★★★★

Senior kyc analyst H/F

27 mai United States, NEW YORK CDI

Summary

-        Create and control KYC files for new counterparts in accordance with the Group’s standards.
Perform modifications to KYC files, as required.
Receive requests from the Front Office to establish a new client relationship and ensure less urgent requests are directed to the GRM Singapore team.




Key Responsibilities

-        Put together a KYC file using information received from the Relationship Manager, from the client and from independent research.
The level of data and documentation required will vary according to the nature and risk level of the counterpart.
-        Perform an adverse information search using WorldCheck and review the results.  Identify any “true hits” that need to be brought to the attention of the KYC Controller and Financial Security.
-        Capture this information into the KIWIS system.
-        Liaise with the Financial Security team within the Compliance Department on high-risk files, possible adverse information on a client and questions regarding KYC policy.
-        When required, receive requests from the Front Office to establish a new client relationship and ensure less urgent requests are directed to the GRM Singapore team effectively taking the function of the traffic control.
-        Keep a track of outstanding requests to ensure, as far as possible, all are addressed by the requested due date.
-        Assist GRM-Singapore with issues arising from the Periodic Review of KYC files
-        When required, review KYC files prepared by other KYC analysts and ensure they are complete, accurate and in accordance with the bank’s KYC policy, effectively taking the role of KYC Controller.


Management and Reporting

Report to the head of the head of GRM-NY.



Key Internal contacts

GMD On-Boarding team
Financial Security team
Support to Front, GMD On-Boarding and Relationship Managers and their assistants
GRM-Singapore and GRM-Paris


Key External contacts

None

Essential
- Worked within a Client On-Boarding department or Compliance area involved with KYC.

Desirable
- Worked within a Client On-Boarding department or Compliance area involved with KYC for at least 5 years

University degree

Autres offres Direction financière / Consolidation

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